SMCR - Checkback

What is an FCA check?
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What is an FCA check?

Background check, SMCR

What is an FCA check?

Many individuals in the UK require an FCA check. The key role of the FCA is to regulate financial services sector. Financial services companies that are regulated by the FCA have to abide by the rules set by the regulator and one of these is the Fitness and Propriety ...

By Joey Lyons|2024-11-21T16:31:01+00:0021 September 2021|Background check, SMCR|

What should we do with SMCR adverse screenings?
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What should we do with SMCR adverse screenings?

Background check, SMCR

What should we do with SMCR adverse screenings?

When performing and FCA check the majority of pre-employment screenings come back absolutely fine but if you are an FCA regulated firm and one of your candidates for an SMCR controlled post has an adverse finding then what do you do? The FCA has produced guidance for managers and ...

By Joey Lyons|2024-09-30T14:26:48+01:006 December 2019|Background check, SMCR|